Vision
Invest with knowledge & safety.
Mission
Every investor should be able to invest in right investment products based on their needs, manage and monitor them to meet their goals, access reports and enjoy financial wellness.
Details of Business Transacted with Investors
📊Publish research reports based on research activities of the RA.
🔍Provide an independent, unbiased view on securities.
📋Offer unbiased recommendations, disclosing financial interests in recommended securities.
📰Provide research recommendations based on analysis of publicly available information and known observations.
✅Conduct annual audit.
Details of Services Provided to Investors
No Indicative Timelines
1Onboarding of Clients
2Disclosure to Clients
3Distribute research reports and recommendations to clients without discrimination.
4Maintain confidentiality with respect to publication of research reports until made available in the public domain.
Grievance Redressal Mechanism
Step 1 — Contact the Research Analyst
In case of any grievance / complaint, approach the concerned Research Analyst. The grievance must be resolved within 30 days.
Step 2 — SEBI SCORES Portal
If not redressed satisfactorily, lodge a complaint with SEBI on the SCORES portal — a centralised web-based redressal system. SEBI takes up complaints with the intermediary for timely resolution and facilitates tracking.
Step 3 — Physical Complaint
Send complaints to: Office of Investor Assistance and Education, SEBI Bhavan, Plot No. C4-A, 'G' Block, Bandra-Kurla Complex, Bandra (E), Mumbai – 400 051.
Do's — Investor Responsibilities
✓Always deal with SEBI registered Research Analyst.
✓Ensure the Research Analyst has a valid registration certificate.
✓Check for SEBI registration number.
✓Refer to the list of all SEBI registered Research Analysts on the SEBI website.
✓Pay attention to disclosures made in research reports before investing.
✓Pay your Research Analyst through banking channels only and maintain duly signed receipts.
✓Check research recommendations before buying securities or applying in public offers.
✓Ask all relevant questions and clear doubts before acting on any recommendation.
✓Inform SEBI about Research Analysts offering assured or guaranteed returns.
Don'ts — What to Avoid
✗Do not provide funds for investment to the Research Analyst.
✗Don't fall prey to luring advertisements or market rumours.
✗Do not get attracted to limited period discounts or incentives, gifts, etc. offered by Research Analysts.
✗Do not share login credentials and password of your trading and demat accounts with the Research Analyst.
⚠ Attention Investors
Prevent Unauthorised Transactions in your account. Update your Mobile Numbers / Email IDs with your stock brokers. Receive information of your transactions directly from the Exchange on your Mobile / Email at the end of the day.
Prevent Unauthorised Transactions in your demat account. Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions directly from CDSL on the same day. (Issued in the interest of Investors)
KYC is a one-time exercise — once KYC is done through a SEBI-registered intermediary (Broker, DP, Mutual Fund, etc.), you need not undergo the same process again when you approach another intermediary.
Investors need not issue cheques while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries regarding refund since the money remains in your account.
Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020. Update your Mobile Number and Email ID to receive OTP directly from the depository to create pledge.
Pay 20% upfront margin of the transaction value to trade in cash market segment.
Investors may refer to the Exchange's FAQs issued vide circular reference NSE/INSP/45191 dated July 31, 2020, and NSE/INSP/45534 dated August 31, 2020, and other guidelines issued from time to time.
Check your Securities / MF / Bonds in the consolidated account statement issued by NSDL / CDSL every month.
"Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors."